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CKCK·Law Offices

Overview

India's capital markets are regulated by the Securities and Exchange Board of India under the SEBI Act, 1992 and the regulations made thereunder — principally the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 for primary offerings and the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 for ongoing compliance.

The firm advises issuers, selling shareholders, book-running lead managers and underwriters across the offering lifecycle — from preparatory work and the draft red herring prospectus through SEBI observations, the offer period, listing and post-listing compliance.

A prospectus is a legal document drafted as marketing copy. The drafting must hold up to both readings.

Offering types

IPO

Initial Public Offerings

Mainboard IPOs and SME platform offerings under the SEBI (ICDR) Regulations.

QIP / RI

QIPs & Rights

Qualified Institutional Placements and rights issues under Chapter VI and VIII of the ICDR Regulations.

NCD

Debt Issuances

Non-convertible debentures, masala bonds, bond programmes and EBP/private-placement listings.

LODR

Listed Compliance

Continuous disclosure, insider-trading framework, related-party transactions and corporate-governance norms.

IPOs

IPO work is structured by the SEBI (ICDR) Regulations, 2018 and the Companies Act provisions on prospectus issue. The firm acts on issuer- and BRLM-side mandates covering due diligence, draft red herring prospectus drafting, SEBI observation responses, anchor-investor placements, price-band determination, the offer period and listing.

QIPs & Rights Issues

Qualified Institutional Placements under Chapter VI of the ICDR Regulations are the principal mechanism for listed-company follow-on capital. The firm advises on placement-document drafting, pricing under Regulation 176, lock-in compliance and post-issue reporting. Rights issues under Chapter VIII present their own architecture around entitlement allotment, renunciation and rights-trading.

Debt Issuances

Debt-market work covers non-convertible debentures (NCDs) issued under the SEBI (NCS) Regulations, 2021, masala bonds, and structured debt instruments. The firm advises on both private-placement issuances on the EBP platform and public NCD offerings.

Listed Company Compliance

Post-listing compliance under the SEBI (LODR) Regulations, 2015 covers continuous disclosure (Regulation 30), the insider-trading framework under SEBI (PIT) Regulations, 2015, related-party transactions under Regulation 23, and corporate-governance norms under Regulations 17–27.

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From DRHP to listing day.

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